option 期權
option buyer 期權買方
option class 期權類別
option contract 期權合約
option holder 期權持有人
option position 期權持倉
option pricing model 期權定價模式
option seller 期權賣方
option series 期權系列
option valuation 期權定價
option writer 期權賣方
optional registration service 另選登記服務
Options Broker Exchange Participant 期權經紀交易平臺參與者
Options Clearing Officer 期權結算主任
Options Clearing Officer Examination 期權結算主任考試
Options Clearing Rules 《期權結算規則》
Options Client's Agreement 期權顧客協議書
options delivery instruction 期權出貨指令
options digital datafeed 期權數碼資料傳送專線
Options Exchange Participant 期權交易平臺參與者
Options Information Service 期權資訊服務
options tariff 期權成本
options trade confirmation 期權買賣確認書
Options Trading Exchange Participant 期權交易交易平臺參與者
Options Trading Officer 期權買賣主任
Options Trading Officer and Representative Examinations 期權買賣主任及代表考試
Options Trading Representative 期權買賣代表
Options Trading Rules 《期權買賣規則》
order 交易盤;交易指示
order at discretion 全權委托盤
order book 交易盤紀錄;掛盤冊
order-driven 以交易盤帶動
order entry 交易盤輸入
order form 盤紙
order input period 輸入交易盤時段
order instruction 入市指令
order matching 對盤
order matching period 對盤時段
order routing 交易盤傳遞
Order Routing System 交易盤傳遞系統
order throughput 交易盤處置率
ordinary share 普通股
OTC Bulletin Board 場外買賣議價板
out-of-the-money option 價外期權
output VAT 銷項增值稅
outstanding contingent liabilities 未償或然負債
outstanding loan 未償還借款
outstanding order 沒有完成交易盤
outstanding stock 已發行股份/股本/股票
over-allotment option 超額配發權;超額配股權
over-allotment option scheme 超額配發機制
over-the-counter derivative 場外衍生工具
over-the-counter market 場外證券市場
over-the-counter option 場外期權
overall position 整體持倉
overbooked 超額認購
overbought 超買
overnight liquidity 隔夜流動資金
Overnight Report Distribution 即夜傳送報告資料服務
overnight trade 非即日平倉買賣
overseas issuer 國外發行人
overseas listed foreign share 境外上市外資股
oversold 超賣
oversubscribed 超額認購
overtrading 過量買賣
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment
PABX Telephone System 內線電話系統
Pacific Economic Cooperation Council 太平洋經濟合作會議
Pacific Stock Exchange 太平洋證券交易平臺
Pacific-Basin Capital Markets Research Center 太平洋區資本市場研究中心
paid-up capital; paid-in capital 實繳股本;繳入股本
painting the tape 操縱證券價格
Pan Asian Securities Lending Association 亞洲證券借貸協會
paper gold 紙黃金
paper intensive settlement 票據密集交收
paperless trading 無紙化買賣
paper-to-paper arrangement 票對票方法
par value 票面值
parent company 母公司
parity 平價
parity value 平衡價值
partially filled order 部份完成的交易指示
Participant Access Services 參與者資料提取系統
Participant gateway 參與者網間連接器
Participant Supplied System 參與者自設系統
Particular Transfer 特別出售股
partly-paid share 未繳足股份
payment vs payment 匯款同步交收;即時匯款同時交收
payoff 回報;收益
payoff diagram 收益圖
payoff period 收購期;回本期
Payout-Protection Rule 「保護償付」規則
PC terminal user 個人電腦終端機用戶
pegged exchange rate 聯系匯率
pegged rate system 聯系匯率制;掛鉤匯率制
penny stock 細價股;蚊型股
People's Bank of China 中國人民銀行
per capita gross domestic product 人均國內生產總值
per capita gross national product 人均國民生產總值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 財經事務及庫務局常任秘書長
perpetual bond 永久債券
personal account dealing guidelines 私人戶口買賣引導
personal identification number 私人密碼
phishing 偽冒郵件
physical delivery 實物交收
physical inventory 實地盤存
physical market 現貨市場
physical price 現貨價
physical scrip 實物股票
Pink Sheets 「粉紅價單」
pit 買賣圈;買賣場
pit trading 場內買賣
placee 獲配售人;承配人
placing 配售
placing agent 配售代理
placing and TOP-up 以先舊后新方法配售
placing guidelines 配售引導
placing order 落盤
plain vanilla bond 傳統債券
plain vanilla warrant 一般權證
pledge 抵押
plus tick 高于前成交價
port fee 接駁站成本;接口費
portfolio 投資組合
Portfolio Analyser 組合剖析儀
portfolio manager 投資組合經理
Portfolio Risk Margining System of HKEx 香港交易平臺組合風險按金系統
Portfolio System for Institutional Traders 機構買賣員組合系統
position 持倉;倉;盤;頭寸
position adjustment 調整持倉
position limit 持倉限額;持倉上限
position limit ratio 持倉限額比率
position ratio 持倉比率
position risk adjustment 持倉風險調整
position squaring 平倉
position trader 頭寸買賣商
Positioning for a New Era 《邁進新紀元》
post-listing acquisition 上市后的回收活動
power of attorney 授權書
power of sanction 制裁權
Practice Note 應用引導
PRC issuer 中國大陸發行人
predator 狙擊手
Predefined Futures Calendar Spreads 預設期貨跨期合約
pre-emptive right 優先認購權
preference / preferred share 優先股
preferred ordinary share 優先普通股
Pre-market Opening Mechanism 開市議價機制
pre-open allocation session 開市前分配時段
premium 溢價
premium 高水
premium 期權金
premium turnover 期權金成交額
pre-opening session 開市前時段;開市前議價時段
pre-order matching period 對盤前時段
Preparatory Board 準備董事會
prescribed percentage 指定百分比
previous closing price 前收市價
price cheating 食價
price discovery 市場定價;市場價格厘定;價格發現
price manipulation 操縱價格;造價
price ramping 炒高價格
Price Reporting System 價格系統
price spread 跨價交易
price/earnings ratio 市盈率
price-sensitive information 股價敏銳資料;影響股價資料
pricing model 定價模式
primary listing 第一上市
Primary Market Database 上市公司資料庫
primary market 籌資市場;一級市場*
primary sponsor 主要保薦人
principal account 公司戶口
principal supervisor 主要主管
principle of best execution 以最好價格實行買賣的原則;
以最好條件實行買賣的原則
Priority Construction Treasury 國家重點建設債券
private fibre optical circuit 自置光纖線路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化;私營化
privileged user 特許用戶
pro forma fully diluted price/earnings ratio 備考全方位攤薄市盈率
pro forma statement 備考報表
Process Review Panel 程序覆檢委員會
Professional Accountants Ordinance 《專業會計師條例》
Professional Conduct Rules and Regulations 《專業操守規則及規例》
Professional Course for Equity Options Practitioners 股票期權從業員專業課程
profit 溢利;收益;盈利
profit and loss account 損益賬
profit forecast 溢利預測
profits attributable to shareholders 股東應占溢利
programme trading 程式交易;程式買賣
project finance 項目籌資
Project on the Use of Plain Language 淺白語言計劃
Prolonged Suspension Status Report 有關長期停牌公司之報告
promoter 發起人
property gains tax 物業增值稅
property valuer 物業估值師
proposed director 獲提名董事
proprietary account 公司專用戶口
Proprietary Network System 專線互聯網系統
proprietary routing terminal 專用互聯網系統
proprietary trading 自營交易;坐盤
proprietary trading system 專用買賣系統
prospectus 招股章程;招股書;發行章程
Protection of Investors Ordinance 《保障投資者條例》
Provident Fund Scheme 公積金計劃
provision 條文
provision 籌備;撥備
provision for bad and doubtful debts 壞賬及呆賬撥備
Provisional Clearing Statement 臨時結算表
provisional letter of allotment 暫定配額公告書
provisional liquidator 臨時清盤人
proxy form 代表委任表格;委派代表書
prudence 審慎原則
public address system 公布系統
public censure 公開譴責
Public Debt Treasury 保值公債
public float 公眾持股量
public float capitalisation 公眾持股市值
public interest 公眾利益
Public Interest Director 公眾利益董事
Public Key Infrastructure 公開密碼匙基礎建設
purchasing power parity 購買力平價
put option 認沽期權
put warrant 認沽權證
put writer 認沽期權沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 資格股
Qualified Domestic Institutional Investor 合格境內機構投資者
Qualified Foreign Institutional Investor 合格境外機構投資者
qualified institutional buyer 合資格機構用戶
qualified opinion 保注意見
Quick Reference Guide 方便指南
quiet trading 交投淡靜
quotation rules 價格規則
quote 價格;開價盤
quote maintenance report 開盤情況報告
quote request 價格需要;開價盤需要
quote-driven 以價格帶動;以開盤帶動
Range ELI see Range Equity linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System
raider 狙擊手
rally 回升;反彈
ramping 炒高價格
random assignment 隨機分配
Range Equity linked Instrument 「勒束式」股票掛鉤票據
ranking liabilities 認同負債
rat trading 老鼠倉活動
rate of return 回報率
real estate investment trust 房產投資信托基金
real exchange rate 實質匯率
real time calculation 實時計算
Real Time Gross Settlement system 即時支付結算管理軟件
real time information 即時資訊;實時資訊
realisation 變現
Realtime Digital Data Service 即時數碼數據服務
realtime digital datafeed 即時數碼資料傳送專線
rebate 回扣;回傭;傭金回扣
recapitalisation 資本重整
receiving agent 收款代理
receiving bank 收款銀行
Recognised Industry Qualifications 認同行業資格
reconciliation 對賬
recoverable VAT 應退增值稅
red chip 紅籌股
redeemable share 可贖回股份
redemption 贖回;兌付*;還本付息*
rediscount 再貼現
Reference for Disclosures in Annual Reports 《周年報告的參考披露資料》
regional index call warrant 區域性指數認購權證
Regional Monitor 《亞太股市脈絡》
register of members 股東名冊
registered certificate 記名證書
registered dealer 注冊證券商
registered financier 注冊籌資人
registered firm 注冊商號
registered intermediary 注冊中介團體
registered owner 登記持有人
registered securities 記名證券
Registered Trader 注冊莊家
Registered Treasury 記賬式國庫券
registrar 過戶登記處;過戶處
Registrar of Companies 公司注冊處處長
registration and transfer fee 登記過戶費
regulated short selling 受監管之股份賣空活動
regulation 監管
regulatory arbitrage 監管套戥
regulatory body 監管機構
regulatory regime 監管規范
rejected sales 反駁買賣
related party transaction 關連人士買賣
related person 關連人士
relationship of put-call parity 認沽認購等價關系
relative return 相對回報率
Relative Strength Indicator 相對強弱指數
rematerialisation 重新實物化
remote trading access 遙距買賣設施
remuneration package 薪資利益
reorganisation 重組
replacement cosplayt 重置本錢
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《反省證券及期貨市場規管構造運作專家小組報告書》
Report of the Securities Review Committee 《證券業反省委員會報告書》
Report on Financial Market Review 《金融市場反省報告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提高香港的金融基礎設施報告》
reporting accountant 申報會計師
reporting period 申報期
reprimand 譴責
repurchase 購回;購回股份
repurchase agreement 回購協議
request for proposal 征求建議書
request for quote 價格需要
required rate of return 所需回報率
reserve 儲備
reserve fund 儲備基金
response time 回話時間
responsibility letter 責任承諾書
responsibility statement 責任聲明書
restatement of accounts 重整賬目
restricted licence bank 有限制牌照銀行
restriction notice 限制公告書
results announcement 營業額公布
resumption of trading 復牌;恢復交易
retail broker 散戶經紀
retail information service 零售資訊服務
retail investor 散戶投資者;散戶
retained capital 留成資金;保留資金
retained earnings; retained income 留存盈利;留存收益
retained profits 留存溢利;留存盈利
Reuters Monitor Equities Investment Service 路透社證券投資傳視服務
revaluation 重估
reversal contract 逆轉買賣合約;取消買賣合約
reverse takeover 反回收
reverse convertibles 反向可轉換商品
Revised Guidance Notes Regarding Money Laundering 《預防洗黑錢修訂引導》
revised short selling scheme 經修訂的股份賣空計劃
rights issue 供股;配售新股
risk array algorithm 風險排列算式
risk array margining system 風險排列按金規范
risk array method 風險排列辦法
risk control 封控
risk disclosure 風險披露
Risk Disclosure Statement 風險披露聲明書
risk evaluation 風險評估
risk identification 風險辨別
risk management 風險管理
Risk Management Committee 風險管理委員會
risk parameter 風險參數
risk tolerance 風險容限
risk-free interest rate 無風險利率
roadshow 巡回推廣
Rolling Forex 日轉期匯
roll-over 轉倉
round lot 手
round trip option transaction 「來回」期權買賣
round-lot-plus order 非整手交易盤
router system 交易盤傳遞系統
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited 《香港聯合交易平臺公司創業板證券上市條件》(《創業板上市條件》)
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited 《香港聯合交易平臺公司證券上市條件》(《證券上市條件》)
Rules of the Exchange 《交易平臺規則》
runner 駁腳經紀
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System
SEAQI see Stock Exchange Automated Quotations System for International Equities
SEATS see Stock Exchange Alternative Trading Service
SEC see Securities and Exchange Commission
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
網站優化CH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board
SMARTS see Securities Market Automated Research, Training Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System
SWIFT see Society for Worldwide Interbank Financial Telecommunications
SP/HKEx Composite 標準普爾/香港交易平臺綜合指數
SP/HKEx GEM 標準普爾/香港交易平臺創業板指
SP/HKEx LargeCap 標準普爾/香港交易平臺大型股指數
SP/HKEx MidCap 25 標準普爾/香港交易平臺中型股25指數
SP/HKEx SmallCap 50 標準普爾/香港交易平臺小型股50指數
sales representative 營業代表
sales revenue 銷售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提升運作的能力
scalping 老鼠倉活動;食價
scheme of arrangement 協議安排;協議計劃
screen 熒幕;屏幕*
scrip pidend 以股代息
scrip fee 股票登記費;登記過戶費
scrip issue 發行紅股
scripless trading 無紙化買賣
seasoned securities 優質證券
second board 第二板;第二板市場
second liner; second line stock 二線股
second market 第二板;第二板市場
secondary listing 第二上市
secondary market 買賣市場;二級市場
Secretary for Economic Development and Labour 經濟進步及勞工局局長
Secretary for Financial Services and the Treasury 財經事務及庫務局局長
secured debts 抵押債項
Securities Ordinance 《證券(結算所)條例》
Securities Rules 《證券(買賣商、投資顧問、合伙及代表)規則》
Securities Notification History Reports 《證券(披露權益)具報紀錄》
Securities Notification Summaries 《證券(披露權益)具報摘要》
Securities Ordinance 《證券(披露權益)條例》
Securities Ordinance 《證券(內幕買賣)條例》
Securities Ordinance 2000 《2000年證券(保證金籌資)(修訂)條例》
Securities Rules 《證券(證券借出)規則》
Securities Analysts Association of China 中國證券業協會證券剖析師專業委員會
Securities and Derivatives Communication Network 證券及衍生工具團體互聯網
Securities and Exchange Act 證券買賣法
Securities and Exchange Commission 證券買賣委員會
Securities and Futures Ordinance 《證券及期貨(結算所)條例》
Securities and Futures Rules 2003 《2003年證券及期貨(合約限量及須申報的持倉量)(修訂)規則》
Securities and Futures Regulation 《證券及期貨(披露權益-免除 )規例》
Securities and Futures Rules 《證券及期貨(披露權益-證券借貸)規則》
option buyer 期權買方
option class 期權類別
option contract 期權合約
option holder 期權持有人
option position 期權持倉
option pricing model 期權定價模式
option seller 期權賣方
option series 期權系列
option valuation 期權定價
option writer 期權賣方
optional registration service 另選登記服務
Options Broker Exchange Participant 期權經紀交易平臺參與者
Options Clearing Officer 期權結算主任
Options Clearing Officer Examination 期權結算主任考試
Options Clearing Rules 《期權結算規則》
Options Client's Agreement 期權顧客協議書
options delivery instruction 期權出貨指令
options digital datafeed 期權數碼資料傳送專線
Options Exchange Participant 期權交易平臺參與者
Options Information Service 期權資訊服務
options tariff 期權成本
options trade confirmation 期權買賣確認書
Options Trading Exchange Participant 期權交易交易平臺參與者
Options Trading Officer 期權買賣主任
Options Trading Officer and Representative Examinations 期權買賣主任及代表考試
Options Trading Representative 期權買賣代表
Options Trading Rules 《期權買賣規則》
order 交易盤;交易指示
order at discretion 全權委托盤
order book 交易盤紀錄;掛盤冊
order-driven 以交易盤帶動
order entry 交易盤輸入
order form 盤紙
order input period 輸入交易盤時段
order instruction 入市指令
order matching 對盤
order matching period 對盤時段
order routing 交易盤傳遞
Order Routing System 交易盤傳遞系統
order throughput 交易盤處置率
ordinary share 普通股
OTC Bulletin Board 場外買賣議價板
out-of-the-money option 價外期權
output VAT 銷項增值稅
outstanding contingent liabilities 未償或然負債
outstanding loan 未償還借款
outstanding order 沒有完成交易盤
outstanding stock 已發行股份/股本/股票
over-allotment option 超額配發權;超額配股權
over-allotment option scheme 超額配發機制
over-the-counter derivative 場外衍生工具
over-the-counter market 場外證券市場
over-the-counter option 場外期權
overall position 整體持倉
overbooked 超額認購
overbought 超買
overnight liquidity 隔夜流動資金
Overnight Report Distribution 即夜傳送報告資料服務
overnight trade 非即日平倉買賣
overseas issuer 國外發行人
overseas listed foreign share 境外上市外資股
oversold 超賣
oversubscribed 超額認購
overtrading 過量買賣
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment
PABX Telephone System 內線電話系統
Pacific Economic Cooperation Council 太平洋經濟合作會議
Pacific Stock Exchange 太平洋證券交易平臺
Pacific-Basin Capital Markets Research Center 太平洋區資本市場研究中心
paid-up capital; paid-in capital 實繳股本;繳入股本
painting the tape 操縱證券價格
Pan Asian Securities Lending Association 亞洲證券借貸協會
paper gold 紙黃金
paper intensive settlement 票據密集交收
paperless trading 無紙化買賣
paper-to-paper arrangement 票對票方法
par value 票面值
parent company 母公司
parity 平價
parity value 平衡價值
partially filled order 部份完成的交易指示
Participant Access Services 參與者資料提取系統
Participant gateway 參與者網間連接器
Participant Supplied System 參與者自設系統
Particular Transfer 特別出售股
partly-paid share 未繳足股份
payment vs payment 匯款同步交收;即時匯款同時交收
payoff 回報;收益
payoff diagram 收益圖
payoff period 收購期;回本期
Payout-Protection Rule 「保護償付」規則
PC terminal user 個人電腦終端機用戶
pegged exchange rate 聯系匯率
pegged rate system 聯系匯率制;掛鉤匯率制
penny stock 細價股;蚊型股
People's Bank of China 中國人民銀行
per capita gross domestic product 人均國內生產總值
per capita gross national product 人均國民生產總值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 財經事務及庫務局常任秘書長
perpetual bond 永久債券
personal account dealing guidelines 私人戶口買賣引導
personal identification number 私人密碼
phishing 偽冒郵件
physical delivery 實物交收
physical inventory 實地盤存
physical market 現貨市場
physical price 現貨價
physical scrip 實物股票
Pink Sheets 「粉紅價單」
pit 買賣圈;買賣場
pit trading 場內買賣
placee 獲配售人;承配人
placing 配售
placing agent 配售代理
placing and TOP-up 以先舊后新方法配售
placing guidelines 配售引導
placing order 落盤
plain vanilla bond 傳統債券
plain vanilla warrant 一般權證
pledge 抵押
plus tick 高于前成交價
port fee 接駁站成本;接口費
portfolio 投資組合
Portfolio Analyser 組合剖析儀
portfolio manager 投資組合經理
Portfolio Risk Margining System of HKEx 香港交易平臺組合風險按金系統
Portfolio System for Institutional Traders 機構買賣員組合系統
position 持倉;倉;盤;頭寸
position adjustment 調整持倉
position limit 持倉限額;持倉上限
position limit ratio 持倉限額比率
position ratio 持倉比率
position risk adjustment 持倉風險調整
position squaring 平倉
position trader 頭寸買賣商
Positioning for a New Era 《邁進新紀元》
post-listing acquisition 上市后的回收活動
power of attorney 授權書
power of sanction 制裁權
Practice Note 應用引導
PRC issuer 中國大陸發行人
predator 狙擊手
Predefined Futures Calendar Spreads 預設期貨跨期合約
pre-emptive right 優先認購權
preference / preferred share 優先股
preferred ordinary share 優先普通股
Pre-market Opening Mechanism 開市議價機制
pre-open allocation session 開市前分配時段
premium 溢價
premium 高水
premium 期權金
premium turnover 期權金成交額
pre-opening session 開市前時段;開市前議價時段
pre-order matching period 對盤前時段
Preparatory Board 準備董事會
prescribed percentage 指定百分比
previous closing price 前收市價
price cheating 食價
price discovery 市場定價;市場價格厘定;價格發現
price manipulation 操縱價格;造價
price ramping 炒高價格
Price Reporting System 價格系統
price spread 跨價交易
price/earnings ratio 市盈率
price-sensitive information 股價敏銳資料;影響股價資料
pricing model 定價模式
primary listing 第一上市
Primary Market Database 上市公司資料庫
primary market 籌資市場;一級市場*
primary sponsor 主要保薦人
principal account 公司戶口
principal supervisor 主要主管
principle of best execution 以最好價格實行買賣的原則;
以最好條件實行買賣的原則
Priority Construction Treasury 國家重點建設債券
private fibre optical circuit 自置光纖線路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化;私營化
privileged user 特許用戶
pro forma fully diluted price/earnings ratio 備考全方位攤薄市盈率
pro forma statement 備考報表
Process Review Panel 程序覆檢委員會
Professional Accountants Ordinance 《專業會計師條例》
Professional Conduct Rules and Regulations 《專業操守規則及規例》
Professional Course for Equity Options Practitioners 股票期權從業員專業課程
profit 溢利;收益;盈利
profit and loss account 損益賬
profit forecast 溢利預測
profits attributable to shareholders 股東應占溢利
programme trading 程式交易;程式買賣
project finance 項目籌資
Project on the Use of Plain Language 淺白語言計劃
Prolonged Suspension Status Report 有關長期停牌公司之報告
promoter 發起人
property gains tax 物業增值稅
property valuer 物業估值師
proposed director 獲提名董事
proprietary account 公司專用戶口
Proprietary Network System 專線互聯網系統
proprietary routing terminal 專用互聯網系統
proprietary trading 自營交易;坐盤
proprietary trading system 專用買賣系統
prospectus 招股章程;招股書;發行章程
Protection of Investors Ordinance 《保障投資者條例》
Provident Fund Scheme 公積金計劃
provision 條文
provision 籌備;撥備
provision for bad and doubtful debts 壞賬及呆賬撥備
Provisional Clearing Statement 臨時結算表
provisional letter of allotment 暫定配額公告書
provisional liquidator 臨時清盤人
proxy form 代表委任表格;委派代表書
prudence 審慎原則
public address system 公布系統
public censure 公開譴責
Public Debt Treasury 保值公債
public float 公眾持股量
public float capitalisation 公眾持股市值
public interest 公眾利益
Public Interest Director 公眾利益董事
Public Key Infrastructure 公開密碼匙基礎建設
purchasing power parity 購買力平價
put option 認沽期權
put warrant 認沽權證
put writer 認沽期權沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 資格股
Qualified Domestic Institutional Investor 合格境內機構投資者
Qualified Foreign Institutional Investor 合格境外機構投資者
qualified institutional buyer 合資格機構用戶
qualified opinion 保注意見
Quick Reference Guide 方便指南
quiet trading 交投淡靜
quotation rules 價格規則
quote 價格;開價盤
quote maintenance report 開盤情況報告
quote request 價格需要;開價盤需要
quote-driven 以價格帶動;以開盤帶動
Range ELI see Range Equity linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System
raider 狙擊手
rally 回升;反彈
ramping 炒高價格
random assignment 隨機分配
Range Equity linked Instrument 「勒束式」股票掛鉤票據
ranking liabilities 認同負債
rat trading 老鼠倉活動
rate of return 回報率
real estate investment trust 房產投資信托基金
real exchange rate 實質匯率
real time calculation 實時計算
Real Time Gross Settlement system 即時支付結算管理軟件
real time information 即時資訊;實時資訊
realisation 變現
Realtime Digital Data Service 即時數碼數據服務
realtime digital datafeed 即時數碼資料傳送專線
rebate 回扣;回傭;傭金回扣
recapitalisation 資本重整
receiving agent 收款代理
receiving bank 收款銀行
Recognised Industry Qualifications 認同行業資格
reconciliation 對賬
recoverable VAT 應退增值稅
red chip 紅籌股
redeemable share 可贖回股份
redemption 贖回;兌付*;還本付息*
rediscount 再貼現
Reference for Disclosures in Annual Reports 《周年報告的參考披露資料》
regional index call warrant 區域性指數認購權證
Regional Monitor 《亞太股市脈絡》
register of members 股東名冊
registered certificate 記名證書
registered dealer 注冊證券商
registered financier 注冊籌資人
registered firm 注冊商號
registered intermediary 注冊中介團體
registered owner 登記持有人
registered securities 記名證券
Registered Trader 注冊莊家
Registered Treasury 記賬式國庫券
registrar 過戶登記處;過戶處
Registrar of Companies 公司注冊處處長
registration and transfer fee 登記過戶費
regulated short selling 受監管之股份賣空活動
regulation 監管
regulatory arbitrage 監管套戥
regulatory body 監管機構
regulatory regime 監管規范
rejected sales 反駁買賣
related party transaction 關連人士買賣
related person 關連人士
relationship of put-call parity 認沽認購等價關系
relative return 相對回報率
Relative Strength Indicator 相對強弱指數
rematerialisation 重新實物化
remote trading access 遙距買賣設施
remuneration package 薪資利益
reorganisation 重組
replacement cosplayt 重置本錢
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《反省證券及期貨市場規管構造運作專家小組報告書》
Report of the Securities Review Committee 《證券業反省委員會報告書》
Report on Financial Market Review 《金融市場反省報告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提高香港的金融基礎設施報告》
reporting accountant 申報會計師
reporting period 申報期
reprimand 譴責
repurchase 購回;購回股份
repurchase agreement 回購協議
request for proposal 征求建議書
request for quote 價格需要
required rate of return 所需回報率
reserve 儲備
reserve fund 儲備基金
response time 回話時間
responsibility letter 責任承諾書
responsibility statement 責任聲明書
restatement of accounts 重整賬目
restricted licence bank 有限制牌照銀行
restriction notice 限制公告書
results announcement 營業額公布
resumption of trading 復牌;恢復交易
retail broker 散戶經紀
retail information service 零售資訊服務
retail investor 散戶投資者;散戶
retained capital 留成資金;保留資金
retained earnings; retained income 留存盈利;留存收益
retained profits 留存溢利;留存盈利
Reuters Monitor Equities Investment Service 路透社證券投資傳視服務
revaluation 重估
reversal contract 逆轉買賣合約;取消買賣合約
reverse takeover 反回收
reverse convertibles 反向可轉換商品
Revised Guidance Notes Regarding Money Laundering 《預防洗黑錢修訂引導》
revised short selling scheme 經修訂的股份賣空計劃
rights issue 供股;配售新股
risk array algorithm 風險排列算式
risk array margining system 風險排列按金規范
risk array method 風險排列辦法
risk control 封控
risk disclosure 風險披露
Risk Disclosure Statement 風險披露聲明書
risk evaluation 風險評估
risk identification 風險辨別
risk management 風險管理
Risk Management Committee 風險管理委員會
risk parameter 風險參數
risk tolerance 風險容限
risk-free interest rate 無風險利率
roadshow 巡回推廣
Rolling Forex 日轉期匯
roll-over 轉倉
round lot 手
round trip option transaction 「來回」期權買賣
round-lot-plus order 非整手交易盤
router system 交易盤傳遞系統
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited 《香港聯合交易平臺公司創業板證券上市條件》(《創業板上市條件》)
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited 《香港聯合交易平臺公司證券上市條件》(《證券上市條件》)
Rules of the Exchange 《交易平臺規則》
runner 駁腳經紀
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System
SEAQI see Stock Exchange Automated Quotations System for International Equities
SEATS see Stock Exchange Alternative Trading Service
SEC see Securities and Exchange Commission
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
網站優化CH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board
SMARTS see Securities Market Automated Research, Training Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System
SWIFT see Society for Worldwide Interbank Financial Telecommunications
SP/HKEx Composite 標準普爾/香港交易平臺綜合指數
SP/HKEx GEM 標準普爾/香港交易平臺創業板指
SP/HKEx LargeCap 標準普爾/香港交易平臺大型股指數
SP/HKEx MidCap 25 標準普爾/香港交易平臺中型股25指數
SP/HKEx SmallCap 50 標準普爾/香港交易平臺小型股50指數
sales representative 營業代表
sales revenue 銷售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提升運作的能力
scalping 老鼠倉活動;食價
scheme of arrangement 協議安排;協議計劃
screen 熒幕;屏幕*
scrip pidend 以股代息
scrip fee 股票登記費;登記過戶費
scrip issue 發行紅股
scripless trading 無紙化買賣
seasoned securities 優質證券
second board 第二板;第二板市場
second liner; second line stock 二線股
second market 第二板;第二板市場
secondary listing 第二上市
secondary market 買賣市場;二級市場
Secretary for Economic Development and Labour 經濟進步及勞工局局長
Secretary for Financial Services and the Treasury 財經事務及庫務局局長
secured debts 抵押債項
Securities Ordinance 《證券(結算所)條例》
Securities Rules 《證券(買賣商、投資顧問、合伙及代表)規則》
Securities Notification History Reports 《證券(披露權益)具報紀錄》
Securities Notification Summaries 《證券(披露權益)具報摘要》
Securities Ordinance 《證券(披露權益)條例》
Securities Ordinance 《證券(內幕買賣)條例》
Securities Ordinance 2000 《2000年證券(保證金籌資)(修訂)條例》
Securities Rules 《證券(證券借出)規則》
Securities Analysts Association of China 中國證券業協會證券剖析師專業委員會
Securities and Derivatives Communication Network 證券及衍生工具團體互聯網
Securities and Exchange Act 證券買賣法
Securities and Exchange Commission 證券買賣委員會
Securities and Futures Ordinance 《證券及期貨(結算所)條例》
Securities and Futures Rules 2003 《2003年證券及期貨(合約限量及須申報的持倉量)(修訂)規則》
Securities and Futures Regulation 《證券及期貨(披露權益-免除 )規例》
Securities and Futures Rules 《證券及期貨(披露權益-證券借貸)規則》